TEXT REFERENCES

1.  Life & Health Insurance, 13th Edition

2.  Getting Started in Annuities,  Comprehensive Coverage

3.  Annuities Answer Book 2004 Cumulative Supplement

3A. CIC Section 10540

4.  Dictionary of Insurance Terms, Third Edition

5.  Getting Started in Annuities,  Comprehensive Coverage

6.  Gallup Study of Owners of Nonqualified Annuity Contracts – 2001

7.  Dictionary of Insurance Terms

8.  Life & Health Insurance, 13th Edition (including following 3 paragraphs)

9.  Ibid.

10.  Ibid.

11.  Ibid.

12.  Weiss Ratings, Inc.

12A. CIC Section 10541

12B. CIC Section 10112

13.  Weiss Ratings, Inc.

14.  National Association of Insurance Commissioners (NAIC) website

15.  California Insurance Code (CIC) Section 10168.1

16.  CIC Section 10168.2

17.  CIC Section 1068.25

18.  CIC Section 1068.3

19.  CIC Section 1068.4

20.  CIC Section 10168.5

21.  CIC Section 10168.7

22.  CIC Section 10168.9

23.  Annuities Answer Book 2004 Cumulative Supplement

24.  Ernst & Young Tax Guide 2004

25.  Personal Financial Planning Guide, Ernst & Young

26.  Annuities Answer Book 2004 Cumulative Supplement

27.  Life Insurance Selling, April 2002

28.  Sarasota Herald-Tribune, Jonathan Clements, 7/8/04

28.  Annuities Answer Book 2004 Cumulative Supplement

29.  IRC 401(a)(31), 403(b)(10), 457(d)(1)(C)

30.  Treas Reg 1.401(a)(31)-1, Q&As 9, 11

31.  IRC 402©(3), 408 (d)(3)(A), 457(e)(16); Rev Proc 2003-16, 2003-4 IRB 305

32.  (under IRS Code Section 72(e))

33.  IRC letter ruling 7/13/2000

33A. PLR 200022003

34.  Treas. Reg. #25.2511-1(h)(g)

35.  IRS  2503(b)(1), 102; Rev. Proc. 2001-59, 2001-52 IRB 1

36.  IRC 2503(b)(2)

37.  IRC  2033,2039

37A. [IRC 2010(c)]

 

38.  IRC 1014(b)(9)(A); Rev. Rul 79-335, 19979-2 CB 292

39.  Variable Annuity Research and Data Service [VARD]

40.  CIC Section 10127.10

41.  A Producer’s Guide to Variable Annuities 2003, Life Insurance Selling

42.  http://www.sec/gov/investor/pubs/varannty.htm

43.  http://www.nasd.com.alert_02-01.htm

44.  VARD's Profilers — Third Quarter 1999

45.  under Section 26(c)

46.  A Producer’s Guide to Equity indexed Annuities 2003, Life Insurance Selling

47.  Section 3(a)(8)

48.  Malone v Addison ins. Mktg., Inc., 225 F Supp 2d 743 (WD Ky 2002)

49.  A Producer’s Guide to Equity indexed Annuities 2003, Life Insurance Selling

50.  Ibid.

51.  Ibid.

52.  Ibid.

53.  IRS Code Section 72

54.  California Insurance Code Section 789.8

55.  CIC Section 10127.10-10127.12

56.  CIC Section 10127.11

57.  CIC Section 1027.12

58.  CIC Section 787(k)

59.  Black’s Law Dictionary, Fourth Edition

60.  State of Calif., Department of Insurance, Attachment II, Page 26, 12/12/01 Living Trust Mills and Pretext Interviews

61.  CIC Sections 17299 and 17500

61A. CIC Section 791 and sequential portions

62.  CIC Section 791.03

63.  CIC Section 787

63(A) CIC Section 787(a)

63(B) CIC 1725.5

63(C) CIC 1725.5(a)

63(D) CIC 1725.5(d)

63(E) CIC 1725.5(e-j)

64.  CIC Section 789.8

65.  CIC Section 789.9

66.  CIC Code Section 1724

67.  CIC Section 10509.2

68.  CIC Section 10509.2(b)

69.  CIC Section 10509.2(c)

70.  CIC Section 10509.2(g)

71.  CIC Section 10509.4

72.  CIC Section 10509.6

72A. CIC Section 1027.11

73.  CIC Section 10509.8

74.  CIC Section 10509-10509.9 

75.  CIC Section 10509.4

76.  CIC Section 780

77.  CIC Section 781

78.  CIC Section 782

79.  CIC Code Section 783

80.  CIC Section 783.5

81.  CIC Section 784

82.  CIC Sections 780 or 781

83.  The Insurance Forum, Vol.30,No.9

83A  CIC Section 798.8 (a) (b)

83B.  798.8(c-end)

84.  Treas. Reg. 1.1035-1

85.  Ltr Rul 8515063, 8310033 and Ltr Rul 8746052, and Treas Reg 1.1002-1(d)

86.  2002-45 IRB 812

87.  CIC Code Section 1067 – 1067.18

88.  Calif. Civil Code 38 & 39

90.  CIC Code Section 787(b)

91.  CIC Code Section 1668.1

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